CIP Violation Database: Exposing the NERC CIP Coverup
I created the CIP violation database to disclose to the public the identities of violators of Critical Infrastructure Protection (CIP) standards as my investigation continues. These identities have been covered up by NERC and FERC since 2010 [Read details of the coverup and my investigation HERE.]
Here is the current status of the CIP coverup and my FOIAs
| Date Updated: | 9/3/2019 |
| Total URE Dockets: | 255 |
| FOIAs Filed for: | 253 |
| Total UREs *: | 1486 |
| FOIA URE Names Released: | 9 |
| FOIA URE Names Denied: | 3 |
* Note: As of 2019 NERC is also hiding the number of UREs covered in spreadsheet NOPs, so we can no longer accurately determine the number of URE’s involved.
SCROLL DOWN FOR CIP VIOLATION DATABASE!
Background
I have filed five FOIA requests (so far) for the names of UREs (“Unidentified Registered Entities”) which is the industry euphemism for “covered up company name.” In addition, I was also forced to file a FOIA to get NERC’s and the utility industry’s objections to my FOIAs (ridiculous, I know).
As a result of my December 2018 FOIA request, January 2019 FOIA Request and August 2019 FOIA request I will be getting the names a few at a time from FERC and will update the database as I get them. (Read FERC’s first response letter HERE.) Note that I have objected to FERC’s “rolling” treatment of my FOIA requests which appear to be a delay tactic to appease the industry.
As of September 3, 2019 FERC has processed only 9 of 253 dockets under my FOIA requests.
At this rate, it will take FERC 29.2 years to process my FOIAs.
Unfortunately, I do not think this unacceptable delay is anything other than an attempt by FERC to constructively deny the FOIA.
I will continue to work in FERC rulemaking and Motions to intervene (see HERE, HERE and HERE) to fix this NERC coverup permanently.
It is also important to note that the entire electric utility industry is actively fighting these FOIAs. This is an extraordinary level of objection to disclosure of regulatory actions that the American people have the right to know about!
I will only be posting the names that are confirmed. For example, you will find that in Docket NP18-7 the violator is Pacific Gas and Electric Company. This was confirmed by a previous FOIA I filed.
The Database gives you details on all the covered up CIP violations to date and will be updated with the names of “UREs” as I receive them.
FOIA Documents
I will post the FOIAs and all responses, disclosures, denials and appeals below.
FOIA 2018-0075 (for FERC Docket NP18-7-000)
Click HERE for my April 13, 2018 FOIA request to FERC
Click HERE for FERC’s May 25, 2018 Denial Letter
Click HERE for my June 16, 2018 FOIA Appeal to FERC
Click HERE for August 2, 2018 Letter from FERC
Click HERE for August 24, 2018 letter and disclosed documents from FERC
FOIA 2019-0019 (for FERC “URE” Dockets from 2014-2018)
Click HERE for my December 18, 2018 FOIA request to FERC
Click HERE for NERC’s January 28, 2019 objections to my FOIA
Click HERE for the electric industry Trade Associations objections to my FOIA
Click HERE for FERC’s February 28, 2019 “Notice of Intent to Release” Letter
Click HERE for FERC’s March 18, 2019 determination (with disclosed documents)
Click HERE for FERC’s April 2, 2019 second determination (denial)
Click HERE for my April 17, 2019 FOIA Appeal to FERC
Click here for NERC’s April 23, 2019 objections to my FOIA
Click HERE for FERC’s June 12, 2019 denial of my appeal
Click HERE for my August 3, 2019 estimated completion date request to FERC
Click HERE for my September 13, 2019 FOIA appeal to FERC (2019-0019)
FOIA 2019-0030 (for FERC “URE” Dockets from 2010-2013)
Click HERE for my January 12, 2019 FOIA request to FERC
Click HERE for NERC’s February 15, 2019 objections to my FOIA
Click HERE for the electric industry Trade Associations objections to my FOIA
Click HERE for FERC’s March 20, 2019 “Notice of Intent to Release” Letter
Click HERE for FERC’s May 17, 2019 Determination (with disclosed documents)
Click HERE for FERC’s June 13, 2019 “Notice of Intent to Release” Letter
Click HERE for my August 3, 2019 estimated completion date request to FERC
Click HERE for FERC’s September 3, 2019 Determination (with disclosed documents)
Click HERE for my September 13, 2019 FOIA appeal to FERC (2019-0030)
FOIA 2019-0056 (FOIA for the objections to my FOIAs)
Click HERE for my March 15, 2019 FOIA to get the objections to my previous FOIAs
Click HERE for FERC’s April 26, 2019 “Notice of Intent to Release” Letter
Click HERE for FERC’s May 17, 2019 Determination (with disclosed documents)
Click HERE for Trade Associations objections to my FOIAs (Filed with Docket NP19-4-000)
FOIA 2019-0061 (For alleged “agreement” between FERC and NERC)
Click HERE for my FOIA for the alleged “agreement” between FERC and NERC to withhold identities
Click HERE for FERC’s Response (no responsive documents – in other words, the industry lied)
FOIA 2019-0099 (For URE dockets from January-July 2019)
Click HERE for my August 3, 2019 FOIA Request to FERC
Click HERE for FERC’s September 17, 2019 Determination Letter (Denial)
Click HERE for my September 24, 2019 FOIA appeal to FERC (2019-0099)
CIP Violation Database
| Date | FERC Docket Number | Region | Registered Entity | Entities | Total Penalty ($) | FOIA | Disclosed=Y Denied=N |
|---|---|---|---|---|---|---|---|
| February 27, 2014 | NP14-32-000 | SPP RE | City Utilities of Springfield, MO | 1 | 0 | 2019-0019 | Y |
| July 6, 2010 | NP10-134-000 | SPP | Unidentified Registered Entity | 1 | 0 | 2019-0030 | |
| September 13, 2010 | NP10-160-000 | WECC | Unidentified Registered Entity | 1 | 0 | 2019-0030 | |
| December 22, 2010 | NP11-76-000 | SERC | Unidentified Registered Entity | 1 | 0 | 2019-0030 | |
| March 30, 2011 | NP11-150-000 | MRO | Unidentified Registered Entity | 1 | 0 | 2019-0030 | |
| September 30, 2011 | RC11-6-000 | Various | Unidentified Registered Entities | 59 | 0 | 2019-0030 | |
| October 31, 2011 | RC12-1-000 | Various | Unidentified Registered Entities | 33 | 0 | 2019-0030 | |
| November 30, 2011 | RC12-2-000 | Various | Unidentified Registered Entities | 30 | 0 | 2019-0030 | |
| December 30, 2011 | RC12-6-000 | Various | Unidentified Registered Entities | 40 | 0 | 2019-0030 | |
| January 31, 2012 | RC12-7-000 | Various | Unidentified Registered Entities | 30 | 0 | 2019-0030 | |
| February 29, 2012 | RC12-8-000 | Various | Unidentified Registered Entities | 24 | 0 | 2019-0030 | |
| March 30, 2012 | RC12-10-000 | Various | Unidentified Registered Entities | 12 | 0 | 2019-0030 | |
| April 30, 2012 | RC12-11-000 | Various | Unidentified Registered Entities | 18 | 0 | 2019-0030 | |
| May 30, 2012 | RC12-12-000 | Various | Unidentified Registered Entities | 40 | 0 | 2019-0030 | |
| June 29, 2012 | RC12-13-000 | Various | Unidentified Registered Entities | 40 | 0 | 2019-0030 | |
| July 31, 2012 | RC12-14-000 | Various | Unidentified Registered Entities | 30 | 0 | 2019-0030 | |
| August 31, 2012 | RC12-15-000 | Various | Unidentified Registered Entities | 38 | 0 | 2019-0030 | |
| September 28, 2012 | RC12-16-000 | Various | Unidentified Registered Entities | 41 | 0 | 2019-0030 | |
| October 31, 2012 | RC13-1-000 | Various | Unidentified Registered Entities | 44 | 0 | 2019-0030 | |
| November 30, 2012 | RC13-2-000 | Various | Unidentified Registered Entities | 25 | 0 | 2019-0030 | |
| December 31, 2012 | RC13-3-000 | Various | Unidentified Registered Entities | 25 | 0 | 2019-0030 | |
| January 31, 2013 | RC13-5-000 | Various | Unidentified Registered Entities | 22 | 0 | 2019-0030 | |
| February 28, 2013 | RC13-6-000 | Various | Unidentified Registered Entities | 27 | 0 | 2019-0030 | |
| April 30, 2013 | RC13-8-000 | Various | Unidentified Registered Entities | 50 | 0 | 2019-0030 | |
| May 30, 2013 | RC13-9-000 | Various | Unidentified Registered Entities | 53 | 0 | 2019-0030 | |
| June 27, 2013 | RC13-10-000 | Various | Unidentified Registered Entities | 52 | 0 | 2019-0030 | |
| October 30, 2013 | NP14-5-000 | RFC | Unidentified Registered Entity | 1 | 0 | 2019-0030 | |
| December 30, 2014 | NP15-13-000 | RFC | Unidentified Registered Entity | 1 | 0 | 2019-0019 | |
| April 30, 2015 | NP15-26-000 | RFC | Unidentified Registered Entity | 1 | 0 | 2019-0019 | |
| January 28, 2016 | NP16-9-000 | WECC | Unidentified Registered Entity | 1 | 0 | 2019-0019 | |
| December 29, 2016 | NP17-10-000 | WECC | Unidentified Registered Entity | 1 | 0 | 2019-0019 | |
| December 29, 2016 | NP17-11-000 | WECC | Unidentified Registered Entity | 1 | 0 | 2019-0019 | |
| December 29, 2016 | NP17-13-000 | WECC | Unidentified Registered Entity | 1 | 0 | 2019-0019 | |
| July 31, 2017 | NP17-25-000 | WECC | Unidentified Registered Entity | 1 | 0 | 2019-0019 | |
| October 31, 2017 | NP18-2-000 | WECC | Unidentified Registered Entities | 2 | 0 | 2019-0019 | |
| May 31, 2018 | NP18-15-000 | WECC | Unidentified Registered Entity | 1 | 0 | 2019-0019 | |
| July 31, 2018 | NP18-21-000 | WECC | Unidentified Registered Entity | 1 | 0 | 2019-0019 | |
| August 30, 2018 | NP18-22-000 | WECC | Unidentified Registered Entity | 1 | 0 | 2019-0019 | |
| September 27, 2018 | NP18-26-000 | NPCC | Unidentified Registered Entity | 1 | 0 | 2019-0019 | |
| February 28, 2019 | NP19-5-000 | FRCC/SPP | Unidentified Registered Entities | 3 | 0 | 2019-0099 | |
| March 28, 2019 | NP19-6-000 | WECC | Unidentified Registered Entities | 6 | 0 | 2019-0099 | |
| April 30, 2019 | NP19-7-000 | WECC | Unidentified Registered Entity | 1 | 0 | 2019-0099 | |
| August 29, 2019 | NP19-17-000 | MRO | Unidentified Registered Entities | 1 | 0 | ||
| June 29, 2011 | NP11-212-000 | WECC | Unidentified Registered Entity | 1 | 381600 | 2019-0030 | |
| December 31, 2012 | NP13-16-000 | WECC | Unidentified Registered Entity | 1 | $207,000 | 2019-0030 | |
| January 31, 2013 | NP13-22-000 | WECC | Unidentified Registered Entity | 1 | $115,000 | 2019-0030 | |
| February 28, 2013 | NP13-24-000 | WECC | Unidentified Registered Entity | 3 | $151,500 | 2019-0030 | |
| March 27, 2013 | NP13-30-000 | RFC | Unidentified Registered Entity | 3 | $120,000 | 2019-0030 | |
| March 27, 2013 | NP13-28-000 | Various | Unidentified Registered Entity | 1 | $90,000 | 2019-0030 | |
| April 30, 2013 | NP13-32-000 | NERC | Unidentified Registered Entity | 1 | $40,000 | 2019-0030 | |
| May 30, 2013 | NP13-34-000 | Texas RE | Unidentified Registered Entity | 1 | $137,000 | 2019-0030 | |
| July 31, 2013 | NP13-45-000 | WECC | Unidentified Registered Entity | 1 | $198,000 | 2019-0030 | |
| July 31, 2013 | NP13-47-000 | RFC, SERC | Unidentified Registered Entities | 2 | $350,000 | 2019-0030 | |
| July 6, 2010 | NP10-130-000 | SERC | South Carolina Electric & Gas | 1 | $0 | 2019-0030 | Y |
| November 30, 2010 | NP11-47-000 | SERC | Unidentified Registered Entity | 1 | $0 | 2019-0030 | |
| November 30, 2010 | NP11-56-000 | SERC | Unidentified Registered Entity | 1 | $0 | 2019-0030 | |
| May 30, 2019 | NP19-10-000 | XXX | Unidentified Registered Entity | 1 | $1,000,000 | 2019-0099 | |
| May 30, 2019 | NP19-11-000 | XXX | Unidentified Registered Entity | 1 | $1,000,000 | 2019-0099 | |
| October 31, 2016 | NP17-2-000 | WECC | Unidentified Registered Entity | 1 | $1,125,000 | 2019-0019 | |
| February 29, 2016 | NP16-12-000 | RF | Unidentified Registered Entity | 1 | $1,700,000 | 2019-0019 | |
| December 22, 2010 | NP11-72-000 | SERC | Unidentified Registered Entity | 1 | $2,000 | 2019-0030 | |
| March 30, 2011 | NP11-155-000 | WECC | Unidentified Registered Entity | 1 | $2,000 | 2019-0030 | |
| August 29, 2019 | NP19-16-000 | WECC | Unidentified Registered Entity | 1 | $2,100,00 | ||
| February 28, 2018 | NP18-7-000 | WECC | Pacific Gas and Electric Company | 1 | $2,700,000 | 2018-0075 | Y |
| July 6, 2010 | NP10-139-000 | WECC | Sunray Energy, Inc. | 1 | $3,000 | 2019-0030 | Y |
| May 26, 2011 | NP11-199-000 | Various | Unidentified Registered Entities | 3 | $3,500 | 2019-0030 | |
| July 6, 2010 | NP10-131-000 | SERC | Progress Energy Carolinas | 1 | $5,000 | 2019-0030 | Y |
| July 6, 2010 | NP10-138-000 | RFC | Duke Energy Co. | 1 | $5,000 | 2019-0030 | Y |
| November 5, 2010 | NP11-22-000 | SERC | Unidentified Registered Entity | 1 | $5,000 | 2019-0030 | |
| January 31, 2011 | NP11-98-000 | WECC | Unidentified Registered Entity | 1 | $5,000 | 2019-0030 | |
| March 30, 2011 | NP11-143-000 | SERC | Unidentified Registered Entity | 1 | $5,000 | 2019-0030 | |
| July 28, 2011 | NP11-248-000 | WECC | Unidentified Registered Entity | 1 | $5,000 | 2019-0030 | |
| July 6, 2010 | NP10-140-000 | RFC | PJM | 1 | $5,600 | 2019-0030 | Y |
| October 7, 2010 | NP11-3-000 | SERC | Unidentified Registered Entity | 1 | $6,000 | 2019-0030 | |
| January 31, 2011 | NP11-102-000 | WECC | Unidentified Registered Entity | 1 | $6,500 | 2019-0030 | |
| July 6, 2010 | NP10-136-000 | WECC | Unidentified Registered Entity | 1 | $7,000 | 2019-0030 | |
| December 22, 2010 | NP11-59-000 | RFC | Unidentified Registered Entity | 1 | $7,000 | 2019-0030 | |
| March 30, 2011 | NP11-157-000 | SERC | Unidentified Registered Entity | 1 | $7,000 | 2019-0030 | |
| July 28, 2011 | NP11-251-000 | WECC | Unidentified Registered Entity | 1 | $7,000 | 2019-0030 | |
| July 6, 2010 | NP10-135-000 | WECC | Unidentified Registered Entity | 1 | $8,000 | 2019-0030 | |
| November 5, 2010 | NP11-21-000 | RFC | Unidentified Registered Entity | 1 | $8,000 | 2019-0030 | |
| August 31, 2011 | NP11-264-000 | SPP | Unidentified Registered Entity | 1 | $8,000 | 2019-0030 | |
| October 7, 2010 | NP11-2-000 | WECC | Unidentified Registered Entity | 1 | $9,000 | 2019-0030 | |
| February 1, 2011 | NP11-104-000 | Various | Unidentified Registered Entities | 6 | $9,300 | 2019-0030 | |
| April 29, 2011 | NP11-179-000 | MRO | Unidentified Registered Entity | 1 | $10,000 | 2019-0030 | |
| June 29, 2011 | NP11-225-000 | RFC | Unidentified Registered Entity | 1 | $10,000 | 2019-0030 | |
| January 25, 2019 | NP19-4-000 | XXX | Unidentified Registered Entity | 1 | $10,000,000 | 2019-0099 | |
| March 31, 2011 | NP11-162-000 | TRE, NPCC | Unidentified Registered Entities | 2 | $10,500 | 2019-0030 | |
| August 31, 2011 | NP11-263-000 | TRE | Unidentified Registered Entity | 1 | $11,000 | 2019-0030 | |
| February 28, 2011 | NP11-133-000 | Various | Unidentified Registered Entities | 5 | $11,500 | 2019-0030 | |
| August 31, 2011 | NP11-262-000 | SPP | Unidentified Registered Entity | 1 | $12,000 | 2019-0030 | |
| May 26, 2011 | NP11-192-000 | WECC | Unidentified Registered Entity | 1 | $12,200 | 2019-0030 | |
| March 30, 2011 | NP11-156-000 | SERC | Unidentified Registered Entity | 1 | $12,500 | 2019-0030 | |
| July 28, 2011 | NP11-250-000 | WECC | Unidentified Registered Entity | 1 | $12,600 | 2019-0030 | |
| March 30, 2011 | NP11-145-000 | WECC | Unidentified Registered Entity | 1 | $13,000 | 2019-0030 | |
| June 29, 2011 | NP11-211-000 | WECC | Unidentified Registered Entity | 1 | $14,000 | 2019-0030 | |
| March 30, 2011 | NP11-136-000 | WECC | Unidentified Registered Entity | 1 | $14,500 | 2019-0030 | |
| February 23, 2011 | NP11-106-000 | RFC | Unidentified Registered Entity | 1 | $15,000 | 2019-0030 | |
| April 29, 2011 | NP11-174-000 | RFC | Unidentified Registered Entity | 1 | $15,000 | 2019-0030 | |
| July 28, 2011 | NP11-247-000 | RFC | Unidentified Registered Entity | 1 | $15,000 | 2019-0030 | |
| October 7, 2010 | NP11-5-000 | SERC | Unidentified Registered Entity | 1 | $16,000 | 2019-0030 | |
| May 26, 2011 | NP11-188-000 | SPP | Unidentified Registered Entity | 1 | $16,860 | 2019-0030 | |
| May 30, 2012 | NP12-29-000 | WECC | Unidentified Registered Entity | 1 | $16,2200 | 2019-0030 | |
| May 26, 2011 | NP11-189-000 | FRCC | Unidentified Registered Entity | 1 | $17,000 | 2019-0030 | |
| May 26, 2011 | NP11-198-000 | SPP | Unidentified Registered Entity | 1 | $17,860 | 2019-0030 | |
| July 28, 2011 | NP11-230-000 | RFC | Unidentified Registered Entity | 1 | $18,000 | 2019-0030 | |
| July 28, 2011 | NP11-249-000 | WECC | Unidentified Registered Entity | 1 | $18,000 | 2019-0030 | |
| March 30, 2011 | NP11-149-000 | RFC | Unidentified Registered Entity | 1 | $20,000 | 2019-0030 | |
| July 28, 2011 | NP11-243-000 | RFC | Unidentified Registered Entity | 1 | $20,000 | 2019-0030 | |
| June 29, 2011 | NP11-205-000 | WECC | Unidentified Registered Entity | 1 | $22,000 | 2019-0030 | |
| July 29, 2011 | NP11-253-000 | Various | Unidentified Registered Entities | 8 | $26,500 | 2019-0030 | |
| March 30, 2011 | NP11-140-000 | WECC | Unidentified Registered Entity | 1 | $27,000 | 2019-0030 | |
| June 29, 2011 | NP11-223-000 | SPP | Unidentified Registered Entity | 1 | $30,000 | 2019-0030 | |
| April 29, 2011 | NP11-175-000 | WECC | Unidentified Registered Entity | 1 | $32,000 | 2019-0030 | |
| March 30, 2011 | NP11-161-000 | WECC | Unidentified Registered Entity | 1 | $35,000 | 2019-0030 | |
| April 29, 2011 | NP11-178-000 | WECC | Unidentified Registered Entity | 1 | $35,000 | 2019-0030 | |
| July 28, 2011 | NP11-234-000 | WECC | Unidentified Registered Entity | 1 | $35,000 | 2019-0030 | |
| May 31, 2016 | NP16-20-000 | FRCC | Unidentified Registered Entity | 1 | $35,000 | 2019-0019 | |
| June 29, 2011 | NP11-204-000 | WECC | Unidentified Registered Entity | 1 | $37,500 | 2019-0030 | |
| December 22, 2010 | NP11-64-000 | WECC | Unidentified Registered Entity | 1 | $38,500 | 2019-0030 | |
| July 6, 2010 | NP10-137-000 | WECC | Tuscon Electric Power | 1 | $39,000 | 2019-0030 | Y |
| April 29, 2011 | NP11-181-000 | FRCC, NPCC | Unidentified Registered Entities | 6 | $39,500 | 2019-0030 | |
| February 29, 2012 | NP12-17-000 | SPP RE | Unidentified Registered Entity | 1 | $40,000 | 2019-0030 | |
| March 30, 2012 | NP12-22-000 | Various | Unidentified Registered Entities | 15 | $42,000 | 2019-0030 | |
| October 30, 2014 | NP15-5-000 | SPP | Unidentified Registered Entity | 1 | $45,000 | 2019-0019 | |
| May 30, 2012 | NP12-27-000 | Various | Unidentified Registered Entities | 20 | $48,600 | 2019-0030 | |
| December 22, 2010 | NP11-81-000 | MRO, SPP | Unidentified Registered Entities | 2 | $50,000 | 2019-0030 | |
| April 29, 2011 | NP11-166-000 | SPP, TRE | Unidentified Registered Entity | 1 | $50,000 | 2019-0030 | |
| December 30, 2013 | NP14-16-000 | SERC | Unidentified Registered Entity | 1 | $50,000 | 2019-0030 | |
| July 31, 2014 | NP14-46-000 | RFC | Unidentified Registered Entities | 7 | $50,000 | 2019-0019 | |
| March 30, 2011 | NP11-146-000 | RFC | Unidentified Registered Entities | 3 | $52,500 | 2019-0030 | |
| February 28, 2013 | NP13-27-000 | Various | Unidentified Registered Entities | 14 | $53,000 | 2019-0030 | |
| December 22, 2010 | NP11-70-000 | WECC | Unidentified Registered Entity | 1 | $55,000 | 2019-0030 | |
| February 23, 2011 | NP11-127-000 | FRCC | Unidentified Registered Entity | 1 | $55,000 | 2019-0030 | |
| October 30, 2013 | NP14-4-000 | RF, SERC | Unidentified Registered Entities | 16 | $55,000 | 2019-0030 | |
| May 26, 2011 | NP11-182-000 | WECC | Unidentified Registered Entity | 1 | $59,000 | 2019-0030 | |
| May 26, 2011 | NP11-193-000 | WECC | Unidentified Registered Entity | 1 | $60,000 | 2019-0030 | |
| December 30, 2011 | NP12-9-000 | RFC | Unidentified Registered Entity | 1 | $60,000 | 2019-0030 | |
| March 30, 2012 | NP12-20-000 | WECC | Unidentified Registered Entity | 1 | $60,000 | 2019-0030 | |
| December 29, 2016 | NP17-12-000 | WECC /SERC | Unidentified Registered Entities | 4 | $60,000 | 2019-0019 | |
| November 30, 2012 | NP13-6-000 | WECC | Unidentified Registered Entity | 1 | $62,500 | 2019-0030 | |
| August 31, 2011 | NP11-266-000 | Various | Unidentified Registered Entities | 5 | $63,500 | 2019-0030 | |
| May 30, 2013 | NP13-39-000 | Various | Unidentified Registered Entities | 16 | $67,500 | 2019-0030 | |
| May 26, 2011 | NP11-184-000 | RFC | Unidentified Registered Entity | 1 | $70,000 | 2019-0030 | |
| July 28, 2011 | NP11-233-000 | WECC | Unidentified Registered Entity | 1 | $70,000 | 2019-0030 | |
| August 31, 2011 | NP11-261-000 | RFC | Unidentified Registered Entity | 1 | $70,000 | 2019-0030 | |
| August 31, 2012 | NP12-43-000 | WECC | Unidentified Registered Entity | 1 | $70,000 | 2019-0030 | |
| April 29, 2011 | NP11-180-000 | WECC | Unidentified Registered Entity | 1 | $71,500 | 2019-0030 | |
| July 31, 2012 | NP12-38-000 | WECC | Unidentified Registered Entity | 1 | $72,000 | 2019-0030 | |
| January 31, 2013 | NP13-23-000 | Various | Unidentified Registered Entities | 22 | $73,000 | 2019-0030 | |
| January 30, 2014 | NP14-30-000 | RFC | Unidentified Registered Entity | 1 | $75,000 | 2019-0019 | N |
| February 23, 2011 | NP11-116-000 | FRCC | Unidentified Registered Entity | 1 | $75,000 | 2019-0030 | |
| July 28, 2011 | NP11-229-000 | WECC | Unidentified Registered Entity | 1 | $75,000 | 2019-0030 | |
| November 25, 2014 | NP15-11-000 | RFC | Unidentified Registered Entity | 1 | $75,000 | 2019-0019 | |
| February 23, 2011 | NP11-125-000 | SPP, RFC | Unidentified Registered Entity | 1 | $77,000 | 2019-0030 | |
| December 22, 2010 | NP11-63-000 | WECC | Unidentified Registered Entity | 1 | $80,000 | 2019-0030 | |
| April 29, 2011 | NP11-176-000 | WECC | Unidentified Registered Entity | 1 | $80,000 | 2019-0030 | |
| June 29, 2011 | NP11-206-000 | NPCC | Unidentified Registered Entity | 3 | $80,000 | 2019-0030 | |
| February 29, 2012 | NP12-16-000 | WECC | Unidentified Registered Entity | 1 | $80,000 | 2019-0030 | |
| March 27, 2013 | NP13-29-000 | Various | Unidentified Registered Entities | 10 | $80,000 | 2019-0030 | |
| December 31, 2012 | NP13-17-000 | RFC | Unidentified Registered Entities | 3 | $80,000 | 2019-0030 | |
| June 29, 2011 | NP11-226-000 | RFC | Unidentified Registered Entity | 1 | $85,000 | 2019-0030 | |
| June 27, 2019 | NP19-12-000 | NPCC/WECC | Unidentified Registered Entities | 2 | $87,000 | 2019-0099 | |
| April 29, 2011 | NP11-167-000 | WECC | Unidentified Registered Entity | 1 | $89,000 | 2019-0030 | |
| November 30, 2011 | NP12-5-000 | RF, WECC | Unidentified Registered Entities | 12 | $89,000 | 2019-0030 | |
| April 30, 2012 | NP12-26-000 | Various | Unidentified Registered Entities | 18 | $95,300 | 2019-0030 | |
| August 30, 2013 | NP13-51-000 | Various | Unidentified Registered Entities | 18 | $98,000 | 2019-0030 | |
| May 29, 2014 | NP14-41-000 | WECC | Pacific Gas and Electric Company | 1 | $98,500 | 2019-0019 | Y |
| December 22, 2010 | NP11-79-000 | FRCC | Unidentified Registered Entity | 1 | $100,000 | 2019-0030 | |
| February 23, 2011 | NP11-124-000 | RFC | Unidentified Registered Entity | 1 | $100,000 | 2019-0030 | |
| December 31, 2013 | NP14-23-000 | SPP RE | Unidentified Registered Entity | 1 | $100,000 | 2019-0030 | |
| July 31, 2012 | NP12-40-000 | Various | Unidentified Registered Entities | 15 | $101,100 | 2019-0030 | |
| October 7, 2010 | NP11-1-000 | WECC | Unidentified Registered Entity | 1 | $106,000 | 2019-0030 | |
| March 30, 2011 | NP11-137-000 | WECC | Unidentified Registered Entity | 1 | $106,000 | 2019-0030 | |
| October 30, 2014 | NP15-6-000 | TRE | Unidentified Registered Entity | 1 | $106,000 | 2019-0019 | |
| December 31, 2012 | NP13-11-000 | SPP | Unidentified Registered Entity | 1 | $107,000 | 2019-0030 | |
| July 30, 2010 | NP10-159-000 | WECC | Unidentified Registered Entity | 1 | $109,000 | 2019-0030 | |
| January 30, 2014 | NP14-29-000 | WECC | Unidentified Registered Entity | 1 | $109,000 | 2019-0019 | |
| December 30, 2011 | NP12-10-000 | Various | Unidentified Registered Entities | 21 | $109,600 | 2019-0030 | |
| December 30, 2013 | NP14-18-000 | SERC | Unidentified Registered Entity | 1 | $110,000 | 2019-0030 | |
| July 31, 2013 | NP13-46-000 | Various | Unidentified Registered Entities | 18 | $112,000 | 2019-0030 | |
| September 28, 2012 | NP12-47-000 | Various | Unidentified Registered Entities | 14 | $113,400 | 2019-0030 | |
| April 30, 2012 | NP12-25-000 | RFC | Unidentified Registered Entity | 1 | $115,000 | 2019-0030 | |
| April 28, 2016 | NP16-18-000 | RF / SERC | Unidentified Registered Entities | 5 | $115,000 | 2019-0019 | |
| February 23, 2011 | NP11-111-000 | MRO | Unidentified Registered Entity | 1 | $120,000 | 2019-0030 | |
| December 31, 2013 | NP14-26-000 | SERC | Unidentified Registered Entity | 1 | $120,000 | 2019-0030 | |
| December 30, 2014 | NP15-15-000 | SERC | Unidentified Registered Entities | 2 | $120,000 | 2019-0019 | |
| December 30, 2014 | NP15-17-000 | WECC | Unidentified Registered Entity | 1 | $120,000 | 2019-0019 | |
| June 29, 2012 | NP12-36-000 | Various | Unidentified Registered Entities | 15 | $121,900 | 2019-0030 | |
| December 30, 2014 | NP15-18-000 | Multiple | Unidentified Registered Entities | 10 | $124,000 | 2019-0019 | |
| November 30, 2011 | NP12-3-000 | WECC | Unidentified Registered Entity | 1 | $125,000 | 2019-0030 | |
| June 29, 2011 | NP11-218-000 | WECC | Unidentified Registered Entity | 1 | $130,000 | 2019-0030 | |
| July 31, 2012 | NP12-37-000 | WECC | Unidentified Registered Entities | 4 | $134,350 | 2019-0030 | |
| January 31, 2012 | NP12-11-000 | WECC | Unidentified Registered Entity | 1 | $135,000 | 2019-0030 | |
| November 27, 2013 | NP14-6-000 | Various | Unidentified Registered Entities | 14 | $142,000 | 2019-0030 | |
| November 30, 2016 | NP17-8-000 | MRO | Unidentified Registered Entity | 1 | $142,000 | 2019-0019 | |
| June 29, 2011 | NP11-213-000 | WECC | Unidentified Registered Entity | 1 | $143,500 | 2019-0030 | |
| December 30, 2013 | NP14-17-000 | WECC | Unidentified Registered Entity | 1 | $144,000 | 2019-0030 | |
| September 28, 2012 | NP12-45-000 | FRCC | Unidentified Registered Entity | 1 | $150,000 | 2019-0030 | |
| September 30, 2013 | NP13-55-000 | WECC | Unidentified Registered Entity | 1 | $150,000 | 2019-0030 | |
| December 30, 2013 | NP14-22-000 | WECC | Unidentified Registered Entity | 1 | $150,000 | 2019-0030 | |
| November 25, 2014 | NP15-10-000 | WECC | Unidentified Registered Entity | 1 | $150,000 | 2019-0019 | |
| November 25, 2014 | NP15-9-000 | MRO | Unidentified Registered Entity | 1 | $150,000 | 2019-0019 | |
| April 30, 2015 | NP15-24-000 | RFC | Unidentified Registered Entity | 1 | $150,000 | 2019-0019 | |
| January 28, 2016 | NP16-10-000 | RF | Unidentified Registered Entity | 1 | $150,000 | 2019-0019 | |
| December 31, 2012 | NP13-18-000 | SPP | Unidentified Registered Entity | 1 | $153,000 | 2019-0030 | |
| April 30, 2014 | NP14-39-000 | WECC | Unidentified Registered Entity | 1 | $155,000 | 2019-0019 | N |
| November 30, 2011 | NP12-4-000 | WECC | Unidentified Registered Entity | 1 | $160,000 | 2019-0030 | |
| October 29, 2015 | NP16-2-000 | WECC | Unidentified Registered Entity | 1 | $160,000 | 2019-0019 | |
| January 31, 2012 | NP12-12-000 | Various | Unidentified Registered Entities | 18 | $160,500 | 2019-0030 | |
| July 31, 2019 | NP19-15-000 | NPCC/WECC | Unidentified Registered Entities | 2 | $164,000 | 2019-0099 | |
| March 31, 2015 | NP15-23-000 | WECC | Unidentified Registered Entities | 3 | $165,000 | 2019-0019 | |
| December 31, 2013 | NP14-21-000 | SERC | Unidentified Registered Entity | 1 | $175,000 | 2019-0030 | |
| July 28, 2011 | NP11-237-000 | RFC | Unidentified Registered Entity | 3 | $180,000 | 2019-0030 | |
| July 31, 2014 | NP14-45-000 | WECC | Unidentified Registered Entity | 1 | $180,000 | 2019-0019 | |
| July 28, 2016 | NP16-24-000 | SERC | Unidentified Registered Entity | 1 | $180,000 | 2019-0019 | |
| May 31, 2018 | NP18-14-000 | RF | Unidentified Registered Entity | 1 | $180,000 | 2019-0019 | |
| August 31, 2012 | NP12-44-000 | Various | Unidentified Registered Entities | 16 | $182,800 | 2019-0030 | |
| October 31, 2011 | NP12-2-000 | Various | Unidentified Registered Entities | 16 | $184,200 | 2019-0030 | |
| December 30, 2013 | NP14-19-000 | WECC | Unidentified Registered Entity | 1 | $185,000 | 2019-0030 | |
| September 30, 2013 | NP13-57-000 | Various | Unidentified Registered Entities | 12 | $189,000 | 2019-0030 | |
| September 30, 2011 | NP11-270-000 | Various | Unidentified Registered Entities | 21 | $193,900 | 2019-0030 | |
| June 27, 2013 | NP13-41-000 | Various | Unidentified Registered Entities | 20 | $198,000 | 2019-0030 | |
| December 30, 2013 | NP14-20-000 | SERC | Unidentified Registered Entity | 1 | $198,000 | 2019-0030 | |
| September 28, 2012 | NP12-46-000 | WECC | Unidentified Registered Entity | 1 | $200,000 | 2019-0030 | |
| October 31, 2012 | NP13-1-000 | WECC | Unidentified Registered Entity | 1 | $200,000 | 2019-0030 | |
| December 1, 2015 | NP16-5-000 | WECC | Unidentified Registered Entity | 1 | $200,000 | 2019-0019 | |
| April 27, 2017 | NP17-21-000 | WECC | Unidentified Registered Entity | 1 | $201,000 | 2019-0019 | |
| December 1, 2015 | NP16-4-000 | WECC | Unidentified Registered Entity | 1 | $205,000 | 2019-0019 | |
| December 31, 2012 | NP13-12-000 | Various | Unidentified Registered Entities | 21 | $214,000 | 2019-0030 | |
| October 31, 2012 | NP13-5-000 | Various | Unidentified Registered Entities | 19 | $216,000 | 2019-0030 | |
| February 29, 2012 | NP12-18-000 | Various | Unidentified Registered Entities | 23 | $222,900 | 2019-0030 | |
| September 30, 2011 | NP11-269-000 | WECC | Unidentified Registered Entity | 1 | $225,000 | 2019-0030 | |
| July 28, 2016 | NP16-23-000 | SERC | Unidentified Registered Entity | 1 | $225,000 | 2019-0019 | |
| December 30, 2015 | NP16-7-000 | SPP | Unidentified Registered Entity | 1 | $235,000 | 2019-0019 | |
| October 7, 2010 | NP11-4-000 | FRCC | Unidentified Registered Entity | 1 | $250,000 | 2019-0030 | |
| December 31, 2013 | NP14-25-000 | SERC | Unidentified Registered Entity | 1 | $250,000 | 2019-0030 | |
| May 29, 2014 | NP14-42-000 | SERC | Unidentified Registered Entity | 1 | $250,000 | 2019-0019 | |
| October 31, 2016 | NP17-3-000 | WECC | Unidentified Registered Entity | 1 | $250,000 | 2019-0019 | |
| July 31, 2017 | NP17-26-000 | SPP RE | Unidentified Registered Entity | 1 | $250,000 | 2019-0019 | |
| October 31, 2011 | NP12-1-000 | RFC | Unidentified Registered Entities | 3 | $275,000 | 2019-0030 | |
| December 30, 2013 | NP14-14-000 | Various | Unidentified Registered Entities | 18 | $276,500 | 2019-0030 | |
| May 30, 2013 | NP13-38-000 | WECC | Unidentified Registered Entity | 1 | $291,000 | 2019-0030 | |
| April 30, 2019 | NP19-9-000 | FRCC | Unidentified Registered Entity | 1 | $301,000 | 2019-0099 | |
| April 30, 2013 | NP13-33-000 | Various | Unidentified Registered Entities | 18 | $315,250 | 2019-0030 | |
| December 31, 2013 | NP14-24-000 | SERC | Unidentified Registered Entity | 1 | $350,000 | 2019-0030 | |
| August 31, 2015 | NP15-33-000 | RFC | Unidentified Registered Entity | 1 | $425,000 | 2019-0019 | |
| February 23, 2011 | NP11-128-000 | WECC | Unidentified Registered Entity | 1 | $450,000 | 2019-0030 | |
| March 31, 2014 | NP14-37-000 | WECC | Unidentified Registered Entity | 1 | $465,000 | 2019-0019 | N |
| September 28, 2017 | NP17-31-000 | SERC | Unidentified Registered Entity | 1 | $500,000 | 2019-0019 | |
| August 27, 2014 | NP14-48-000 | RFC/NPCC | Unidentified Registered Entities | 3 | $625,000 | 2019-0019 | |
| October 31, 2012 | NP13-4-000 | RFC | Unidentified Registered Entities | 3 | $725,000 | 2019-0030 | |
| June 26, 2019 | February 26, 1901 | SERC | Unidentified Registered Entity | 1 | $775,000 | 2019-0099 | |
| December 31, 2012 | NP13-19-000 | SERC | Unidentified Registered Entity | 1 | $950,000 | 2019-0030 | |
| February 26, 2015 | NP15-20-000 | SERC | Unidentified Registered Entity | 1 | S70,000 | 2019-0019 |
